William E. Schaupp - 06 Mar 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Reporting relationship: Chief Accounting Officer
Issuer ticker: CAT
Reported as of: 06 Mar 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Mar 2023, 12:32:42 UTC
Prior SEC filing: 02 Sep 2022
Next SEC filing: 05 Sep 2023
Source filing: View source filing
Reporting owner signature: /s/ Nicole Puza, POA for William E. Schaupp

Key filing fact

William E. Schaupp filed Form 4 for CATERPILLAR INC (CAT) on 08 Mar 2023.

Key facts

This page summarizes William E. Schaupp's Form 4 filing for CATERPILLAR INC (CAT).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 08 Mar 2023, 12:32.

Change

Previous filing in this sequence was filed on 02 Sep 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAT transaction Derivative

Employee Stock Options

Award

Transaction value: $0
Shares: +2,045
Change %
Price: $0.000000
Shares after: 2,045
Date: 06 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,045
Exercise price: $253.98
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The stock options were granted pursuant to the Caterpillar Inc. 2014 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.