Chun K. Hong - Feb 9, 2023 Form 4 Insider Report for NETLIST INC (NLST)

Role
President, CEO and Chairman, Director
Signature
/s/ Gail Sasaki, Attorney-in-Fact
Stock symbol
NLST
Transactions as of
Feb 9, 2023
Transactions value $
$213,000
Form type
4
Date filed
2/13/2023, 03:46 PM
Previous filing
Sep 8, 2022
Next filing
Mar 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLST Common Stock Options Exercise $213K +300K +18.44% $0.71 1.93M Feb 9, 2023 Direct
holding NLST Common Stock 4.61M Feb 9, 2023 Hong-Cha Property Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NLST Employee Stock Option (right to buy) Options Exercise $0 +300K +15.79% $0.00 2.2M Feb 9, 2023 Common Stock 300K $0.71 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vested in 16 equal quarterly installments from May 11, 2013 to February 11, 2017.