Henry Elkus - 16 Dec 2022 Form 4 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Role
Director
Signature
/s/ Timothy Maloche, Attorney-in-Fact
Issuer symbol
NRGV
Transactions as of
16 Dec 2022
Net transactions value
$0
Form type
4
Filing time
10 Feb 2023, 18:26:21 UTC
Previous filing
15 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRGV Common Stock Award $0 +43,271 +185% $0.000000 66,684 16 Dec 2022 Direct F1
holding NRGV Common Stock 2,357,944 16 Dec 2022 Held by HSI Energy Vault I LLC
holding NRGV Common Stock 933,839 16 Dec 2022 Held by HSI Energy Vault II LLC
holding NRGV Common Stock 116,728 16 Dec 2022 Held by HSI EV Brasil LLC
holding NRGV Common Stock 55,952 16 Dec 2022 Held by EN Fund I, A Series of Helena Special Investments AL Ventures, LP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Henry Elkus is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) in three equal annual installments, such that the RSUs will be fully vested on October 31, 2025.