Henry Elkus - Dec 16, 2022 Form 4 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Role
Director
Signature
/s/ Timothy Maloche, Attorney-in-Fact
Stock symbol
NRGV
Transactions as of
Dec 16, 2022
Transactions value $
$0
Form type
4
Date filed
2/10/2023, 06:26 PM
Previous filing
Aug 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRGV Common Stock Award $0 +43.3K +184.82% $0.00 66.7K Dec 16, 2022 Direct F1
holding NRGV Common Stock 2.36M Dec 16, 2022 Held by HSI Energy Vault I LLC
holding NRGV Common Stock 934K Dec 16, 2022 Held by HSI Energy Vault II LLC
holding NRGV Common Stock 117K Dec 16, 2022 Held by HSI EV Brasil LLC
holding NRGV Common Stock 56K Dec 16, 2022 Held by EN Fund I, A Series of Helena Special Investments AL Ventures, LP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Henry Elkus is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) in three equal annual installments, such that the RSUs will be fully vested on October 31, 2025.