| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Common Stock | Sale | $1,665,039 | -6,636 | -40% | $250.91 | 10,140 | 09 Feb 2023 | Direct | F1 |
| transaction | CAT | Common Stock | Sale | $343,251 | -1,364 | -13% | $251.65 | 8,776 | 09 Feb 2023 | Direct | F2 |
| holding | CAT | Common Stock | 62 | 09 Feb 2023 | Held by 401(k) Plan | F3 |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $250.47 to $251.43. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | This transaction was executed in multiple trades at prices ranging from $251.48 to $251.73. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The information in this report is based on a 401(K) plan statement dated as of January 31, 2023. |