Suzette M. Long - Feb 9, 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
CLO/General Counsel
Signature
/s/ Nicole Puza, POA for Suzette M. Long
Stock symbol
CAT
Transactions as of
Feb 9, 2023
Transactions value $
-$2,008,289
Form type
4
Date filed
2/10/2023, 04:28 PM
Previous filing
Feb 8, 2023
Next filing
Mar 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale -$1.67M -6.64K -39.56% $250.91 10.1K Feb 9, 2023 Direct F1
transaction CAT Common Stock Sale -$343K -1.36K -13.45% $251.65 8.78K Feb 9, 2023 Direct F2
holding CAT Common Stock 62 Feb 9, 2023 Held by 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $250.47 to $251.43. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $251.48 to $251.73. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The information in this report is based on a 401(K) plan statement dated as of January 31, 2023.