Andrew Bonfield - Feb 7, 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Financial Officer
Signature
/s/ Nicole Puza, POA for Andrew Bonfield
Stock symbol
CAT
Transactions as of
Feb 7, 2023
Transactions value $
-$1,324,967
Form type
4
Date filed
2/8/2023, 08:09 PM
Previous filing
Mar 11, 2022
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +15K +28.1% $0.00 68.5K Feb 7, 2023 Direct
transaction CAT Common Stock Tax liability -$1.32M -5.33K -7.78% $248.68 63.2K Feb 7, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 2, 2020.