Andrew R. J. Bonfield - 07 Feb 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Financial Officer
Signature
/s/ Nicole Puza, POA for Andrew Bonfield
Issuer symbol
CAT
Transactions as of
07 Feb 2023
Net transactions value
-$1,324,967
Form type
4
Filing time
08 Feb 2023, 20:09:44 UTC
Previous filing
11 Mar 2022
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +15,029 +28% $0.000000 68,516 07 Feb 2023 Direct
transaction CAT Common Stock Tax liability $1,324,967 -5,328 -7.8% $248.68 63,188 07 Feb 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 2, 2020.