Hunter Westbrook - 30 Jan 2023 Form 4/A - Amendment Insider Report for HomeTrust Bancshares, Inc. (HTB)

Signature
/s/ Tony J. VunCannon, Attorney-in-Fact for Hunter Westbrook
Issuer symbol
HTB
Transactions as of
30 Jan 2023
Net transactions value
-$112,623
Form type
4/A - Amendment
Filing time
03 Feb 2023, 11:37:35 UTC
Date Of Original Report
01 Feb 2023
Previous filing
26 Jan 2023
Next filing
03 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBI Common Stock Options Exercise $32,548 +2,265 +3.6% $14.37 65,348 30 Jan 2023 Direct F1
transaction HTBI Common Stock Sale $60,475 -2,265 -3.5% $26.70 63,083 30 Jan 2023 Direct F1, F2, F3
transaction HTBI Common Stock Options Exercise $98,995 +6,889 +11% $14.37 69,972 31 Jan 2023 Direct
transaction HTBI Common Stock Sale $169,650 -6,369 -9.1% $26.64 63,603 31 Jan 2023 Direct F2, F4
transaction HTBI Common Stock Sale $14,040 -520 -0.82% $27.00 63,083 31 Jan 2023 Direct F2
holding HTBI Common Stock 5,487 30 Jan 2023 By KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBI Stock Option Options Exercise $0 -2,265 -14% $0.000000 14,369 30 Jan 2023 Common Stock 2,265 $14.37 Direct F1, F7
transaction HTBI Stock Option Options Exercise $0 -6,889 -48% $0.000000 7,480 31 Jan 2023 Common Stock 6,889 $14.37 Direct F7
holding HTBI Stock Option 10,000 30 Jan 2023 Common Stock 10,000 $31.35 Direct F5
holding HTBI Stock Option 40,000 30 Jan 2023 Common Stock 40,000 $26.00 Direct F6
holding HTBI Stock Option 20,000 30 Jan 2023 Common Stock 20,000 $24.95 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.63 to $26.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.95, inclusive.
F5 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.
F6 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
F7 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.