Hunter Westbrook - Jan 30, 2023 Form 4/A - Amendment Insider Report for HomeTrust Bancshares, Inc. (HTBI)

Signature
/s/ Tony J. VunCannon, Attorney-in-Fact for Hunter Westbrook
Stock symbol
HTBI
Transactions as of
Jan 30, 2023
Transactions value $
-$112,623
Form type
4/A - Amendment
Date filed
2/3/2023, 11:37 AM
Date Of Original Report
Feb 1, 2023
Previous filing
Jan 26, 2023
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBI Common Stock Options Exercise $32.5K +2.27K +3.59% $14.37 65.3K Jan 30, 2023 Direct F1
transaction HTBI Common Stock Sale -$60.5K -2.27K -3.47% $26.70 63.1K Jan 30, 2023 Direct F1, F2, F3
transaction HTBI Common Stock Options Exercise $99K +6.89K +10.92% $14.37 70K Jan 31, 2023 Direct
transaction HTBI Common Stock Sale -$170K -6.37K -9.1% $26.64 63.6K Jan 31, 2023 Direct F2, F4
transaction HTBI Common Stock Sale -$14K -520 -0.82% $27.00 63.1K Jan 31, 2023 Direct F2
holding HTBI Common Stock 5.49K Jan 30, 2023 By KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBI Stock Option Options Exercise $0 -2.27K -13.62% $0.00 14.4K Jan 30, 2023 Common Stock 2.27K $14.37 Direct F1, F7
transaction HTBI Stock Option Options Exercise $0 -6.89K -47.94% $0.00 7.48K Jan 31, 2023 Common Stock 6.89K $14.37 Direct F7
holding HTBI Stock Option 10K Jan 30, 2023 Common Stock 10K $31.35 Direct F5
holding HTBI Stock Option 40K Jan 30, 2023 Common Stock 40K $26.00 Direct F6
holding HTBI Stock Option 20K Jan 30, 2023 Common Stock 20K $24.95 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.63 to $26.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.95, inclusive.
F5 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.
F6 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
F7 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.