Hunter Westbrook - Jan 24, 2023 Form 4 Insider Report for HomeTrust Bancshares, Inc. (HTBI)

Role
President and CEO, Director
Signature
/s/ Tony J. VunCannon, Attorney-in-Fact for Hunter Westbrook
Stock symbol
HTBI
Transactions as of
Jan 24, 2023
Transactions value $
-$354,808
Form type
4
Date filed
1/26/2023, 03:21 PM
Previous filing
Sep 13, 2022
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBI Common Stock Options Exercise $467K +32.5K +51.52% $14.37 95.6K Jan 24, 2023 Direct
transaction HTBI Common Stock Sale -$635K -25K -26.16% $25.41 70.6K Jan 24, 2023 Direct F1, F2
transaction HTBI Common Stock Sale -$186K -7.5K -10.63% $24.86 63.1K Jan 24, 2023 Direct F1, F3
holding HTBI Common Stock 5.49K Jan 24, 2023 By KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBI Stock Option Options Exercise $0 -32.5K -66.15% $0.00 16.6K Jan 24, 2023 Common Stock 32.5K $14.37 Direct F6
holding HTBI Stock Option 10K Jan 24, 2023 Common Stock 10K $31.35 Direct F4
holding HTBI Stock Option 40K Jan 24, 2023 Common Stock 40K $26.00 Direct F5
holding HTBI Stock Option 20K Jan 24, 2023 Common Stock 20K $24.95 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.60 to $26.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.75 to $25.00, inclusive.
F4 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.
F5 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
F6 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.