Suneel Gupta - Jan 16, 2023 Form 4 Insider Report for Protagonist Therapeutics, Inc (PTGX)

Signature
/s/ Asif Ali, Attorney-in-Fact for Suneel Gupta
Stock symbol
PTGX
Transactions as of
Jan 16, 2023
Transactions value $
$0
Form type
4
Date filed
1/18/2023, 06:56 PM
Previous filing
Apr 26, 2022
Next filing
Jun 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTGX Common Stock Award $0 +20.6K +17.54% $0.00 138K Jan 16, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTGX Stock Option (right to buy) Award $0 +124K $0.00 124K Jan 16, 2023 Common Stock 124K $12.17 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of restricted stock units payable solely in common stock that will vest in three annual installments on January 15, 2024, 2025 and 2026.
F2 Includes 1 share acquired by the Reporting Person under the Issuer's 2016 Employee Stock Purchase Plan on September 9, 2022.
F3 The stock option vests in 48 equal monthly installments following the date of grant.