Gail M. Sasaki - 13 Jan 2023 Form 4 Insider Report for NETLIST INC (NLST)

Role
Vice President and CFO
Signature
/s/ Gail M. Sasaki
Issuer symbol
NLST
Transactions as of
13 Jan 2023
Net transactions value
-$8,402
Form type
4
Filing time
18 Jan 2023, 15:15:40 UTC
Previous filing
19 Dec 2022
Next filing
16 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLST Common Stock Sale $3,985 -2,460 -0.5% $1.62 485,159 13 Jan 2023 Direct F1
transaction NLST Common Stock Sale $3,218 -1,950 -0.4% $1.65 483,209 13 Jan 2023 Direct F1
transaction NLST Common Stock Sale $166 -100 -0.02% $1.66 483,109 13 Jan 2023 Direct F1
transaction NLST Common Stock Sale $1,033 -615 -0.13% $1.68 482,494 13 Jan 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.