Suzette M. Long - 11 Nov 2022 Form 4 Insider Report for CATERPILLAR INC (CAT)

Signature
/s/ Nicole Puza, POA for Suzette M. Long
Issuer symbol
CAT
Transactions as of
11 Nov 2022
Net transactions value
-$447,036
Form type
4
Filing time
14 Nov 2022, 14:06:39 UTC
Previous filing
22 Apr 2022
Next filing
08 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale $223,433 -942 -8.9% $237.19 9,607 11 Nov 2022 Direct F1
transaction CAT Common Stock Sale $223,603 -942 -9.8% $237.37 8,665 11 Nov 2022 Direct
holding CAT Common Stock 56 11 Nov 2022 Held by 401K plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $237.17 to $237.20. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The information in this report is based on a 401(K) plan statement dated as of October 31, 2022.