Suzette M. Long - Nov 11, 2022 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
CLO/General Counsel
Signature
/s/ Nicole Puza, POA for Suzette M. Long
Stock symbol
CAT
Transactions as of
Nov 11, 2022
Transactions value $
-$447,036
Form type
4
Date filed
11/14/2022, 02:06 PM
Previous filing
Apr 22, 2022
Next filing
Feb 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale -$223K -942 -8.93% $237.19 9.61K Nov 11, 2022 Direct F1
transaction CAT Common Stock Sale -$224K -942 -9.81% $237.37 8.67K Nov 11, 2022 Direct
holding CAT Common Stock 56 Nov 11, 2022 Held by 401K plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $237.17 to $237.20. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The information in this report is based on a 401(K) plan statement dated as of October 31, 2022.