Douglas M. Polinsky - Sep 14, 2022 Form 4 Insider Report for Mill City Ventures III, Ltd (MCVT)

Role
Chief Executive Officer, Director
Signature
/s/ Douglas M. Polinsky
Stock symbol
MCVT
Transactions as of
Sep 14, 2022
Transactions value $
$30,671
Form type
4
Date filed
9/16/2022, 02:26 PM
Previous filing
Aug 22, 2022
Next filing
Sep 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCVT Common Stock Purchase $3.31K +1.18K +0.48% $2.80 247K Sep 14, 2022 Direct F3
transaction MCVT Common Stock Purchase $25.1K +8.82K +3.57% $2.85 256K Sep 14, 2022 Direct F3
transaction MCVT Common Stock Purchase $1.44K +529 +0.21% $2.73 257K Sep 15, 2022 Direct F3
transaction MCVT Common Stock Purchase $550 +200 +0.08% $2.75 257K Sep 15, 2022 Direct F3
transaction MCVT Common Stock Purchase $236 +85 +0.03% $2.78 257K Sep 15, 2022 Direct F3
holding MCVT Common Stock 30.9K Sep 14, 2022 By Great North Capital Corp. F1
holding MCVT Common Stock 129K Sep 14, 2022 By Lantern Advisers LLC F2
holding MCVT Common Stock 246K Sep 14, 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A Minnesota corporation of which the reporting person is the Chief Executive Officer.
F2 A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F3 Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.