Douglas Michael Polinsky - 18 Aug 2022 Form 4 Insider Report for Mill City Ventures III, Ltd (MCVT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Aug 2022, 19:42:23 UTC
Prior SEC filing
19 May 2022
Next SEC filing
16 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Douglas M. Polinsky

Key filing fact

Douglas Michael Polinsky filed Form 4 for Mill City Ventures III, Ltd (MCVT) on 22 Aug 2022.

Key facts

  • This page summarizes Douglas Michael Polinsky's Form 4 filing for Mill City Ventures III, Ltd (MCVT).
  • 4 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 22 Aug 2022, 19:42.

Change

  • Previous filing in this sequence was filed on 19 May 2022.
  • Current net transaction value: +$16,734.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MCVT transaction

Common Stock

Purchase

Transaction value
$9,150
Shares
+3,000
Change %
+1.2%
Price
$3.05
Shares after
243,636
Date
18 Aug 2022
Ownership
Direct
Footnotes
F1, F4
MCVT transaction

Common Stock

Purchase

Transaction value
$7,026
Shares
+2,342
Change %
+0.96%
Price
$3.00
Shares after
245,978
Date
18 Aug 2022
Ownership
Direct
Footnotes
F1, F4
MCVT transaction

Common Stock

Purchase

Transaction value
$475
Shares
+160
Change %
+0.07%
Price
$2.97
Shares after
246,138
Date
18 Aug 2022
Ownership
Direct
Footnotes
F1, F4
MCVT transaction

Common Stock

Purchase

Transaction value
$83.16
Shares
+27
Change %
+0.01%
Price
$3.08
Shares after
246,165
Date
19 Aug 2022
Ownership
Direct
Footnotes
F1, F4
MCVT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,850
Date
18 Aug 2022
Ownership
By Great North Capital Corp.
Footnotes
F1, F2
MCVT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
128,915
Date
18 Aug 2022
Ownership
By Lantern Advisers LLC
Footnotes
F1, F3
MCVT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
240,636
Date
18 Aug 2022
Ownership
Direct
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

Footnote F2

A Minnesota corporation of which the reporting person is the Chief Executive Officer.

Footnote F3

A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Footnote F4

Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .