Stephen J. George - Mar 21, 2022 Form 3 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Director
Signature
/s/ Norbert Ngethe, Attorney-in-Fact
Stock symbol
FRGE
Transactions as of
Mar 21, 2022
Transactions value $
$0
Form type
3
Date filed
3/30/2022, 04:01 PM
Next filing
Sep 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FRGE Common Stock, $0.0001 par value per share 2.96M Mar 21, 2022 Panorama Growth Partners II, LP F1
holding FRGE Common Stock, $0.0001 par value per share 1.43M Mar 21, 2022 Panorama Equidate Co-Investment, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FRGE Stock Options Mar 21, 2022 Common Stock, $0.0001 par value per share 62.5K $5.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,957,103 shares of Common Stock held by Panorama Growth Partners II, LP and 1,434,124 shares of Common Stock held by Panorama Equidate Co-Investment, LLC. Panorama Point Partners GP II, LLC, an entity which is managed by Mr. George, is the general partner of Panorama Growth Partners II, LP. Panorama Point Partners, LLC, an entity which Mr. George is the controlling manager, is the manager of Panorama Equidate Co-Investment, LLC. Mr. George disclaims beneficial ownership of all securities held by Panorama Growth Partners II, LP and Panorama Equidate Co-Investment, LLC except to the extent of his pecuniary interest therein.

Remarks:

Exhibit 24 - Power of Attorney