NeoTribe Partners I, LLC - 24 Aug 2022 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Role
10%+ Owner
Signature
NeoTribe Partners I, LLC, by: /s/ Krishna Kolluri, Managing Member
Issuer symbol
HLGN
Transactions as of
24 Aug 2022
Net transactions value
-$630,356
Form type
4
Filing time
26 Aug 2022, 20:02:02 UTC
Previous filing
24 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLGN Common Stock Sale $340,259 -133,299 -0.73% $2.55 18,193,084 24 Aug 2022 See footnote F1, F2
transaction HLGN Common Stock Sale $13,697 -5,366 -0.73% $2.55 733,255 24 Aug 2022 See footnote F1, F3
transaction HLGN Common Stock Sale $265,705 -106,958 -0.59% $2.48 18,086,126 25 Aug 2022 See footnote F2, F4
transaction HLGN Common Stock Sale $10,694 -4,305 -0.59% $2.48 728,950 25 Aug 2022 See footnote F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

NeoTribe Partners I, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.38 to $2.67. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.
F3 Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.
F4 Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.62. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.