NeoTribe Partners I, LLC - Aug 18, 2022 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Role
10%+ Owner
Signature
NeoTribe Partners I, LLC, by: /s/ Krishna Kolluri, Managing Member
Stock symbol
HLGN
Transactions as of
Aug 18, 2022
Transactions value $
-$602,776
Form type
4
Date filed
8/22/2022, 08:36 PM
Previous filing
Aug 18, 2022
Next filing
Aug 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLGN Common Stock Sale -$337K -136K -0.72% $2.49 18.8M Aug 18, 2022 See footnote F1, F2
transaction HLGN Common Stock Sale -$13.6K -5.46K -0.72% $2.49 757K Aug 18, 2022 See footnote F1, F3
transaction HLGN Common Stock Sale -$243K -100K -0.53% $2.43 18.7M Aug 19, 2022 See footnote F2, F4
transaction HLGN Common Stock Sale -$9.77K -4.03K -0.53% $2.43 753K Aug 19, 2022 See footnote F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.38 to $2.64. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.
F3 Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.
F4 Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.37 to $2.53. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.