| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RESN | Common Stock | Disposition pursuant to a tender of shares in a change of control transaction | -$545K | -121K | -100% | $4.50 | 0 | Mar 28, 2022 | Direct | |
| transaction | RESN | Common Stock | Disposition pursuant to a tender of shares in a change of control transaction | -$9M | -2M | -100% | $4.50 | 0 | Mar 28, 2022 | By Park City Capital Offshore Master, Ltd. |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RESN | Restricted Stock Units | Disposed to Issuer | -$293K | -65K | -100% | $4.50 | 0 | Mar 28, 2022 | Common Stock | 65K | Direct | F1, F2 | |
| transaction | RESN | Restricted Stock Units | Disposed to Issuer | -$76.3K | -16.9K | -100% | $4.50 | 0 | Mar 28, 2022 | Common Stock | 16.9K | Direct | F1, F3 | |
| transaction | RESN | Restricted Stock Units | Disposed to Issuer | -$119K | -26.4K | -100% | $4.50 | 0 | Mar 28, 2022 | Common Stock | 26.4K | Direct | F1, F4 |
Michael J. Fox is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. |
| F2 | In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash. |
| F3 | In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash. |
| F4 | In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash. |