Michael J. Fox - 07 Jun 2021 Form 4 Insider Report for Resonant Inc

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Jun 2021, 20:54:11 UTC
Prior SEC filing
12 May 2021
Next SEC filing
28 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Martin S. McDermut, Attorney-In-Fact

Key filing fact

Michael J. Fox filed Form 4 for Resonant Inc on 09 Jun 2021.

Key facts

  • This page summarizes Michael J. Fox's Form 4 filing for Resonant Inc.
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 09 Jun 2021, 20:54.

Change

  • Previous filing in this sequence was filed on 12 May 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RESN transaction

Common Stock

Options Exercise

Transaction value
Shares
+18,315
Change %
+21%
Price
Shares after
104,219
Date
07 Jun 2021
Ownership
Direct
Footnotes
F1
RESN transaction

Common Stock

Options Exercise

Transaction value
Shares
+16,949
Change %
+16%
Price
Shares after
121,168
Date
07 Jun 2021
Ownership
Direct
Footnotes
F1
RESN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,000,000
Date
07 Jun 2021
Ownership
By Park City Capital Offshore Master, Ltd.

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RESN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-18,315
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
18,315
Exercise price
Footnotes
F1, F2
RESN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-16,949
Change %
-50%
Price
$0.000000
Shares after
16,949
Date
07 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,949
Exercise price
Footnotes
F1, F3
RESN transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+26,385
Change %
Price
$0.000000
Shares after
26,385
Date
08 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
26,385
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Footnote F2

50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021.

Footnote F3

50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.

Footnote F4

13,193 shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 13,192 shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.

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