Michael J. Fox - Jun 7, 2021 Form 4 Insider Report for Resonant Inc (RESN)

Role
Director
Signature
/s/Martin S. McDermut, Attorney-In-Fact
Stock symbol
RESN
Transactions as of
Jun 7, 2021
Transactions value $
$0
Form type
4
Date filed
6/9/2021, 08:54 PM
Previous filing
May 12, 2021
Next filing
Mar 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Options Exercise +18.3K +21.32% 104K Jun 7, 2021 Direct F1
transaction RESN Common Stock Options Exercise +16.9K +16.26% 121K Jun 7, 2021 Direct F1
holding RESN Common Stock 2M Jun 7, 2021 By Park City Capital Offshore Master, Ltd.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Options Exercise $0 -18.3K -100% $0.00* 0 Jun 7, 2021 Common Stock 18.3K Direct F1, F2
transaction RESN Restricted Stock Units Options Exercise $0 -16.9K -50% $0.00 16.9K Jun 7, 2021 Common Stock 16.9K Direct F1, F3
transaction RESN Restricted Stock Units Award $0 +26.4K $0.00 26.4K Jun 8, 2021 Common Stock 26.4K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2 50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021.
F3 50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.
F4 13,193 shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 13,192 shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.