Jianwei Li - Mar 4, 2022 Form 4 Insider Report for TradeUP Acquisition Corp. (UPTD)

Role
Co-Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Jianwei Li
Stock symbol
UPTD
Transactions as of
Mar 4, 2022
Transactions value $
$44,677,959,000
Form type
4
Date filed
3/17/2022, 04:49 PM
Previous filing
Jul 22, 2021
Next filing
Oct 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPTD Common Stock Purchase $44.7B +142K +12.77% $314,700.00* 1.25M Mar 4, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Jianwei Li beneficially owns 141,970 shares of Common Stock directly and may be deemed to beneficially own 1,111,760 shares of Common Stock held by TradeUP Acquisition Sponsor LLC (the "Sponsor"). As a result, Mr. Jianwei Li in aggregate beneficially owns 1,253,730 shares of Common Stock.
F2 Mr. Jianwei Li is the manager of the Sponsor. As such Mr. Li may be deemed to have beneficial ownership of the shares of Common Stock held directly by the Sponsor. Mr. Li disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest.