Jianwei Li - Jul 14, 2021 Form 3 Insider Report for TradeUP Acquisition Corp. (UPTD)

Role: Chairman and Co-CEO, Director, 10%+ Owner
Signature: /s/ Jianwei Li
Stock symbol: UPTD
Transactions as of: Jul 14, 2021
Transactions value $: $0
Form type: 3
Date filed: 7/22/2021, 05:08 PM
Previous filing: May 14, 2021
Next filing: Mar 17, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	UPTD	Common Stock						1.15M	Jul 14, 2021	See footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	TradeUP Acquisition Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Acquisition Sponsor LLC. As such Mr. Li may be deemed to have beneficial ownership of the shares of common stock held directly by TradeUP Acquisition Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest. The amount of shares reported assumes no exercise of the over-allotment option by the underwriters resulting in forfeiture of 120,000 founder shares by TradeUP Acquisition Sponsor LLC.

Content

TradeUP Acquisition Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Acquisition Sponsor LLC. As such Mr. Li may be deemed to have beneficial ownership of the shares of common stock held directly by TradeUP Acquisition Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest. The amount of shares reported assumes no exercise of the over-allotment option by the underwriters resulting in forfeiture of 120,000 founder shares by TradeUP Acquisition Sponsor LLC.