Ollin B. Sykes - 14 Mar 2022 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role
Director
Signature
/s/ Clint J. Pete, Attorney-In-Fact
Issuer symbol
CTHR
Transactions as of
14 Mar 2022
Net transactions value
+$8,300
Form type
4
Filing time
16 Mar 2022, 16:15:36 UTC
Previous filing
14 Mar 2022
Next filing
21 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTHR Common Stock Purchase $8,300 +5,000 +2.7% $1.66 188,920 14 Mar 2022 By SEP IRA
holding CTHR Common Stock 1,550,000 14 Mar 2022 By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 F1
holding CTHR Common Stock 95,358 14 Mar 2022 By ROTH IRA
holding CTHR Common Stock 111,500 14 Mar 2022 By IRA
holding CTHR Common Stock 45,787 14 Mar 2022 By spouse
holding CTHR Common Stock 636,421 14 Mar 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 550,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.