Ollin B. Sykes - Mar 10, 2022 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role: Director
Signature: /s/ Clint J. Pete, Attorney-In-Fact
Stock symbol: CTHR
Transactions as of: Mar 10, 2022
Transactions value $: $19,283
Form type: 4
Date filed: 3/14/2022, 04:16 PM
Previous filing: Mar 10, 2022
Next filing: Mar 16, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CTHR	Common Stock	Purchase	$363	+210	+0.12%	$1.73	173K	Mar 10, 2022	By SEP IRA
transaction	CTHR	Common Stock	Purchase	$18.9K	+11K	+6.36%	$1.72	184K	Mar 11, 2022	By SEP IRA	F2
holding	CTHR	Common Stock						1.55M	Mar 10, 2022	By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985	F1
holding	CTHR	Common Stock						95.4K	Mar 10, 2022	By ROTH IRA
holding	CTHR	Common Stock						112K	Mar 10, 2022	By IRA
holding	CTHR	Common Stock						45.8K	Mar 10, 2022	By spouse
holding	CTHR	Common Stock						636K	Mar 10, 2022	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 550,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2	Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.74, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Content

Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 550,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.74, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.