| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WRBY | Class A Common Stock | Conversion of derivative security | $0 | +5.39K | +5087.74% | $0.00 | 5.5K | Mar 10, 2022 | Direct | F1 |
| transaction | WRBY | Class A Common Stock | Sale | -$135K | -5.39K | -98.07% | $25.00 | 106 | Mar 10, 2022 | Direct | F2 |
| holding | WRBY | Class A Common Stock | 200K | Mar 10, 2022 | By Royal Blue Aries Trust | ||||||
| holding | WRBY | Class A Common Stock | 200K | Mar 10, 2022 | By Tiffany Blue Gemini Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WRBY | Restricted Stock Units | Options Exercise | $0 | -3.61K | -21.43% | $0.00 | 13.2K | Mar 10, 2022 | Class B Common Stock | 3.61K | Direct | F3, F4, F5 | |
| transaction | WRBY | Restricted Stock Units | Options Exercise | $0 | -4.54K | -11.49% | $0.00 | 35K | Mar 10, 2022 | Class B Common Stock | 4.54K | Direct | F3, F4, F6 | |
| transaction | WRBY | Restricted Stock Units | Options Exercise | $0 | -4.33K | -7.91% | $0.00 | 50.4K | Mar 10, 2022 | Class B Common Stock | 4.33K | Direct | F3, F4, F7 | |
| transaction | WRBY | Class B Common Stock | Options Exercise | $0 | +12.5K | +0.39% | $0.00 | 3.19M | Mar 10, 2022 | Class A Common Stock | 12.5K | Direct | F8, F9, F10 | |
| transaction | WRBY | Class B Common Stock | Conversion of derivative security | $0 | -5.39K | -0.17% | $0.00 | 3.18M | Mar 10, 2022 | Class A Common Stock | 5.39K | Direct | F8, F9 | |
| holding | WRBY | Restricted Stock Units | 939K | Mar 10, 2022 | Class B Common Stock | 0 | Direct | F3, F11 | ||||||
| holding | WRBY | Class B Common Stock | 200K | Mar 10, 2022 | Class A Common Stock | 200K | By Royal Blue Aires Trust | F8, F9 | ||||||
| holding | WRBY | Class B Common Stock | 200K | Mar 10, 2022 | Class A Common Stock | 200K | By Tiffany Blue Gemini Trust | F8, F9 | ||||||
| holding | WRBY | Class B Common Stock | 1.52M | Mar 10, 2022 | Class A Common Stock | 1.52M | By Neil H. Blumenthal 2011 Family Trust | F8, F9 | ||||||
| holding | WRBY | Class B Common Stock | 385K | Mar 10, 2022 | Class A Common Stock | 385K | By Teal Aquarius Trust | F8, F9, F10 | ||||||
| holding | WRBY | Class B Common Stock | 800K | Mar 10, 2022 | Class A Common Stock | 800K | By Cobalt Pisces Trust | F8, F9 |
| Id | Content |
|---|---|
| F1 | Includes 59 shares of Class A Common Stock acquired in a pro rata distribution in-kind, the acquisition of which was exempt from reporting as mandated by Rule 16a-9 of the Securities Exchange Act of 1934, as amended. |
| F2 | Sale of shares to cover taxes due on restricted stock units that vested, as mandated by the Issuer's equity compensation plan. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| F4 | This filing relates to the occurrence of a RSU vesting event. |
| F5 | The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on May 1, 2026. |
| F6 | The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026. |
| F7 | The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028. |
| F8 | The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B common stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B common stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from theboard of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal, |
| F9 | and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa. |
| F10 | Reflects a transfer of 14,181 shares of Class B Common Stock from Teal Aquarius Trust to the direct holdings of the reporting person. |
| F11 | The restricted stock units will vest in 60 monthly installments beginning on July 1, 2021, will expire on June 15, 2031. |