| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WRBY | Class A Common Stock | Conversion of derivative security | $0 | +65,847 | +140100% | $0.000000 | 65,894 | 16 Dec 2021 | Direct | |
| transaction | WRBY | Class A Common Stock | Sale | $2,923,785 | -65,847 | -100% | $44.40 | 47 | 16 Dec 2021 | Direct | F1 |
| transaction | WRBY | Class A Common Stock | Conversion of derivative security | $0 | +1,732 | +3685% | $0.000000 | 1,779 | 16 Dec 2021 | Direct | |
| transaction | WRBY | Class A Common Stock | Sale | $77,230 | -1,732 | -97% | $44.59 | 47 | 16 Dec 2021 | Direct | F2 |
| holding | WRBY | Class A Common Stock | 200,000 | 14 Dec 2021 | By Royal Blue Aries Trust | ||||||
| holding | WRBY | Class A Common Stock | 200,000 | 14 Dec 2021 | By Tiffany Blue Gemini Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WRBY | Stock Option (Right to Buy) | Options Exercise | $0 | -100,000 | -48% | $0.000000 | 106,390 | 14 Dec 2021 | Class B Common Stock | 100,000 | $0.7200 | Direct | F3 |
| transaction | WRBY | Class B Common Stock | Options Exercise | $0 | +100,000 | +3.3% | $0.000000 | 3,121,389 | 14 Dec 2021 | Class A Common Stock | 100,000 | Direct | F4, F5 | |
| transaction | WRBY | Stock Option (Right to Buy) | Options Exercise | $0 | -106,390 | -100% | $0.000000* | 0 | 16 Dec 2021 | Class B Common Stock | 106,390 | $0.7200 | Direct | F3 |
| transaction | WRBY | Class B Common Stock | Options Exercise | $0 | +106,390 | +3.4% | $0.000000 | 3,227,779 | 16 Dec 2021 | Class A Common Stock | 106,390 | Direct | F4, F5 | |
| transaction | WRBY | Class B Common Stock | Conversion of derivative security | $0 | -65,847 | -2% | $0.000000 | 3,161,932 | 16 Dec 2021 | Class A Common Stock | 65,847 | Direct | F4, F5 | |
| transaction | WRBY | Restricted Stock Units | Options Exercise | $0 | -1,732 | -0.18% | $0.000000 | 939,020 | 16 Dec 2021 | Class B Common Stock | 1,732 | Direct | F6, F7, F8 | |
| transaction | WRBY | Class B Common Stock | Options Exercise | $0 | +1,732 | +0.05% | $0.000000 | 3,163,664 | 16 Dec 2021 | Class A Common Stock | 1,732 | Direct | F4, F5 | |
| transaction | WRBY | Class B Common Stock | Conversion of derivative security | $0 | -1,732 | -0.05% | $0.000000 | 3,161,932 | 16 Dec 2021 | Class A Common Stock | 1,732 | Direct | F4, F5 | |
| holding | WRBY | Class B Common Stock | 200,000 | 14 Dec 2021 | Class A Common Stock | 200,000 | By Royal Blue Aires Trust | F4, F5 | ||||||
| holding | WRBY | Class B Common Stock | 200,000 | 14 Dec 2021 | Class A Common Stock | 200,000 | By Tiffany Blue Gemini Trust | F4, F5 | ||||||
| holding | WRBY | Class B Common Stock | 1,519,661 | 14 Dec 2021 | Class A Common Stock | 1,519,661 | By Neil H. Blumenthal 2011 Family Trust | F4, F5 | ||||||
| holding | WRBY | Class B Common Stock | 399,402 | 14 Dec 2021 | Class A Common Stock | 399,402 | By Teal Aquarius Trust | F4, F5 | ||||||
| holding | WRBY | Class B Common Stock | 800,000 | 14 Dec 2021 | Class A Common Stock | 800,000 | By Cobalt Pisces Trust | F4, F5 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold to cover taxes due on option exercises reported in Table II of this Form 4 in multiple transactions at prices ranging from $44.11 to $44.665 The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F2 | Sale of Shares to cover taxes due on restricted stock units that vested on October 1, 2021 and November 1, 2021. |
| F3 | The Stock option was granted on July 27, 2012, is fully vested, and will expire on July 26, 2022. |
| F4 | The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B common stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B common stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from theboard of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal, |
| F5 | and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, orotherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa. |
| F6 | Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| F7 | This filing relates to the occurrence of a RSU vesting event. |
| F8 | The restricted stock units will vest in 60 monthly installments beginning on July 1, 2021, will expire on June 15, 2031. |