Ernest W. Marshall Jr - Feb 22, 2022 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
Feb 22, 2022
Transactions value $
-$36,067
Form type
4
Date filed
2/24/2022, 04:04 PM
Previous filing
Jan 4, 2022
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Award $0 +13.1K +101.75% $0.00 26K Feb 22, 2022 Direct F1
transaction ETN Ordinary Shares Options Exercise $0 +740 +2.85% $0.00 26.7K Feb 23, 2022 Direct
transaction ETN Ordinary Shares Tax liability -$36.1K -239 -0.89% $150.91 26.5K Feb 23, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Award $0 +7.7K $0.00 7.7K Feb 22, 2022 Ordinary Shares 7.7K $151.76 Direct F2
transaction ETN Restricted Stock Units Award $0 +1.87K $0.00 1.87K Feb 22, 2022 Ordinary Shares 1.87K $0.00 Direct F3, F4
transaction ETN Restricted Stock Units Options Exercise $0 -740 -32.96% $0.00 1.51K Feb 23, 2022 Ordinary Shares 740 $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired upon the vesting of performance share awards.
F2 These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F3 These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date
F4 This field is not applicable.
F5 These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date

Remarks:

Executive Vice President and Chief Human Resources Officer of Eaton Corporation, a subsidiary of the Issuer.