Stephen Malherbe - Oct 25, 2021 Form 4 Insider Report for Enfusion, Inc. (ENFN)

Role
10%+ Owner
Signature
/s/ Blake Nielsen, as Attorney-in-Fact for Stephen Malherbe
Stock symbol
ENFN
Transactions as of
Oct 25, 2021
Transactions value $
-$24,569,633
Form type
4
Date filed
2/16/2022, 07:56 PM
Previous filing
Feb 16, 2022
Next filing
Feb 21, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENFN Common Units of Enfusion Ltd. LLC Disposed to Issuer -$24.6M -1.55M -11.52% $15.90 11.9M Oct 25, 2021 Class A Common Stock 1.55M See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common units of Enfusion Ltd. LLC (the "Common Units"), and the corresponding shares of Class B common stock are exchangeable for shares of the Issuer's Class A common stock on a one-for-one basis with the Issuer having the ability to elect to pay cash in lieu of issuing Class A common stock.
F2 This amount represents the $17.00 initial public offering price per share of common stock of the Issuer, less the underwriting discount of $1.105 per share.
F3 These Common Units are held by Malherbe Investments LLC. Stephen Malherbe is the sole manager of Malherbe Investments LLC, an estate planning vehicle. The Reporting Person may be deemed to have dispositive power over the Common Units held by Malherbe Investments LLC. Mr. Malherbe disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.