Michael Niem Chanatry - 31 Dec 2021 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Vice President
Signature
/s/ Margaret Lam, Assistant Secretary / Attorney-in-fact
Issuer symbol
HWM
Transactions as of
31 Dec 2021
Net transactions value
+$14,607
Form type
4
Filing time
04 Jan 2022, 20:28:06 UTC
Previous filing
13 Dec 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Phantom Stock Units Award $14,607 +461 +1.2% $31.68 39,260 31 Dec 2021 Common Stock 461 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.
F2 Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.