Michael Niem Chanatry - Dec 3, 2021 Form 3 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Vice President
Signature
/s/ Margaret Lam (Assistant Secretary), Attorney-in-Fact
Stock symbol
HWM
Transactions as of
Dec 3, 2021
Transactions value $
$0
Form type
3
Date filed
12/13/2021, 07:48 PM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWM Common Stock 125K Dec 3, 2021 Direct
holding HWM Common Stock 5.78K Dec 3, 2021 By Company 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HWM Employee Stock Option (right to buy) Dec 3, 2021 Common Stock 31.2K $22.60 Direct F1
holding HWM Phantom Stock Units Dec 3, 2021 Common Stock 38.9K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option became exercisable in three equal annual installments beginning on April 16, 2019, which was the first anniversary of the date on which the option was granted.
F2 Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of common stock and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney - Michael Niem Chanatry