Junge Zhang - 16 Nov 2021 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Role
Director
Signature
By: /s/ Junge Zhang by Sanjay Subramanian, his attorney-in-fact
Issuer symbol
OCGN
Transactions as of
16 Nov 2021
Net transactions value
+$410,878
Form type
4
Filing time
17 Dec 2021, 20:22:03 UTC
Previous filing
05 Nov 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCGN Common Stock Exercise of in-the-money or at-the-money derivative security $398,381 +143,820 +20% $2.77* 875,251 16 Nov 2021 By: Gupiao Trust
transaction OCGN Common Stock Exercise of in-the-money or at-the-money derivative security $12,497 +1,653 +0.19% $7.56 876,904 16 Nov 2021 By: Gupiao Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCGN Warrants (Right to Buy) Exercise of in-the-money or at-the-money derivative security $0 -143,820 -100% $0.000000* 0 16 Nov 2021 Common Stock 143,820 $2.77 By: Gupiao Trust F1
transaction OCGN Warrants (Right to Buy) Exercise of in-the-money or at-the-money derivative security $0 -1,653 -100% $0.000000* 0 16 Nov 2021 Common Stock 1,653 $7.56 By: Gupiao Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed late due to an administrative error.