Junge Zhang - Nov 16, 2021 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Role
Director
Signature
By: /s/ Junge Zhang by Sanjay Subramanian, his attorney-in-fact
Stock symbol
OCGN
Transactions as of
Nov 16, 2021
Transactions value $
$410,878
Form type
4
Date filed
12/17/2021, 08:22 PM
Previous filing
Nov 5, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCGN Common Stock Exercise of in-the-money or at-the-money derivative security $398K +144K +19.66% $2.77* 875K Nov 16, 2021 By: Gupiao Trust
transaction OCGN Common Stock Exercise of in-the-money or at-the-money derivative security $12.5K +1.65K +0.19% $7.56 877K Nov 16, 2021 By: Gupiao Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCGN Warrants (Right to Buy) Exercise of in-the-money or at-the-money derivative security $0 -144K -100% $0.00* 0 Nov 16, 2021 Common Stock 144K $2.77 By: Gupiao Trust F1
transaction OCGN Warrants (Right to Buy) Exercise of in-the-money or at-the-money derivative security $0 -1.65K -100% $0.00* 0 Nov 16, 2021 Common Stock 1.65K $7.56 By: Gupiao Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed late due to an administrative error.