Alexander A. Zukiwski - Dec 2, 2021 Form 4 Insider Report for CASI Pharmaceuticals, Inc. (CASI)

Role
Chief Medical Officer
Signature
/s/Alexander A. Zukiwski
Stock symbol
CASI
Transactions as of
Dec 2, 2021
Transactions value $
$0
Form type
4
Date filed
12/6/2021, 03:12 PM
Next filing
Sep 9, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CASI Employee Stock Option (Right to Buy) Award $0 -500K -50% $0.00 500K Dec 2, 2021 Common Stock 500K $0.87 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were granted on December 2, 2021 and vest as follows: 25 percent on each of the first, second, third and fourth anniversaries of the date of grant.