John C. Plant - 14 Oct 2021 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Chief Executive Officer, Director
Signature
/s/ Margaret Lam, Assistant Secretary / Attorney-in-fact
Issuer symbol
HWM
Transactions as of
14 Oct 2021
Net transactions value
$0
Form type
4
Filing time
18 Oct 2021, 20:39:56 UTC
Previous filing
11 Jun 2021
Next filing
25 Oct 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Restricted Stock Unit Award $0 +500,000 +16% $0.000000 3,589,999 14 Oct 2021 Common Stock 500,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock of Howmet Aerospace Inc. ("Howmet") or, at Howmet's election, cash equivalent to the fair market value thereof.
F2 These restricted stock units generally vest on January 1, 2024, contingent on Mr. Plant's continued employment through such date and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.