John C. Plant - Jun 9, 2021 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Chairman and Co-CEO, Director
Signature
/s/ Margaret Lam (Assistant Secretary), Attorney-in-fact
Stock symbol
HWM
Transactions as of
Jun 9, 2021
Transactions value $
-$2,462,364
Form type
4
Date filed
6/11/2021, 06:03 PM
Previous filing
May 14, 2021
Next filing
Oct 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Options Exercise +162K 1.19K Jun 9, 2021 Direct F1
transaction HWM Common Stock Tax liability -$2.46M -70.3K -5.9% $35.03 1.12M Jun 9, 2021 Direct F2
holding HWM Common Stock 500K Jun 9, 2021 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Restricted Stock Units Options Exercise $0 -162K -4.97% $0.00 3.09M Jun 9, 2021 Common Stock 162K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converted into common stock on a one-for-one basis.
F2 Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
F3 Shares held in trusts, each of which the reporting person is the trustee and beneficiary.
F4 Reflects vesting of one-third of the restricted stock units granted on June 9, 2020 in accordance with their terms.