Frank S. Lucente - Sep 3, 2021 Form 4 Insider Report for Energy Services of America CORP (ESOA)

Role
Director
Signature
s/Charles Crimmel
Stock symbol
ESOA
Transactions as of
Sep 3, 2021
Transactions value $
$7,715
Form type
4
Date filed
9/27/2021, 02:59 PM
Previous filing
Jun 30, 2021
Next filing
Oct 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESOA Common Stock Purchase $2.59K +1.4K +0.4% $1.85 352K Sep 3, 2021 Direct
transaction ESOA Common Stock Purchase $3.26K +1.75K +0.5% $1.86 353K Sep 3, 2021 Direct
transaction ESOA Common Stock Purchase $1.87K +1K +0.28% $1.87 354K Sep 3, 2021 Direct
holding ESOA Preferred Stock 2 Sep 3, 2021 Spouse F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.
F2 Units consist of one share of convertible cumulative perpetual preferred stock at a price of $25,000 per unit.