Frank S. Lucente - 17 May 2021 Form 4 Insider Report for Energy Services of America CORP (ESOA)

Role
Director
Signature
/s/Charles Crimmel
Issuer symbol
ESOA
Transactions as of
17 May 2021
Transactions value $
$4,100
Form type
4
Filing time
30 Jun 2021, 10:20:56 UTC
Next filing
27 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESOA Common Stock Purchase $2.05K +1K +0.29% $2.05 349K 17 May 2021 Direct
transaction ESOA Common Stock Purchase $2.05K +1K +0.29% $2.05 350K 28 May 2021 Direct
holding ESOA Preferred Stock 2 17 May 2021 Spouse F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.
F2 Units consist of one share of convertible cumulative perpetual preferred stock at a price of $25,000 per unit.