Eric Smit - Sep 15, 2021 Form 4 Insider Report for EGAIN Corp (EGAN)

Role
Chief Financial Officer
Signature
/s/ Eric Smit
Stock symbol
EGAN
Transactions as of
Sep 15, 2021
Transactions value $
-$31,360
Form type
4
Date filed
9/17/2021, 04:01 PM
Previous filing
Aug 18, 2021
Next filing
Nov 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EGAN Common Stock Options Exercise $18.9K +3K +2.32% $6.29 132K Sep 15, 2021 Direct F1
transaction EGAN Common Stock Options Exercise $5K +2K +1.51% $2.50 134K Sep 15, 2021 Direct F1
transaction EGAN Common Stock Sale -$33.2K -3K -2.24% $11.05 131K Sep 15, 2021 Direct F1, F2
transaction EGAN Common Stock Sale -$22.1K -2K -1.52% $11.04 129K Sep 15, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EGAN Employee Stock Option (right to buy) Options Exercise $0 -2K -3.33% $0.00 58K Sep 15, 2021 Common Stock 2K $2.50 Direct F3
transaction EGAN Employee Stock Option (right to buy) Options Exercise $0 -3K -12% $0.00 22K Sep 15, 2021 Common Stock 3K $6.29 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
F2 Represents actual price. These shares were sold in multiple transactions ranging in price from $11.00 to $11.15. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3 The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
F4 The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.