Eric Smit - Aug 16, 2021 Form 4 Insider Report for EGAIN Corp (EGAN)

Role
Chief Financial Officer
Signature
/s/ Eric Smit
Stock symbol
EGAN
Transactions as of
Aug 16, 2021
Transactions value $
-$31,080
Form type
4
Date filed
8/18/2021, 04:00 PM
Previous filing
Jul 19, 2021
Next filing
Sep 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EGAN Common Stock Options Exercise $18.9K +3K +2.32% $6.29 132K Aug 16, 2021 Direct F1
transaction EGAN Common Stock Options Exercise $5K +2K +1.51% $2.50 134K Aug 16, 2021 Direct F1
transaction EGAN Common Stock Sale -$33K -3K -2.24% $10.99 131K Aug 16, 2021 Direct F1, F2
transaction EGAN Common Stock Sale -$22K -2K -1.52% $10.99 129K Aug 16, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EGAN Employee Stock Option (right to buy) Options Exercise $0 -2K -3.23% $0.00 60K Aug 16, 2021 Common Stock 2K $2.50 Direct F4
transaction EGAN Employee Stock Option (right to buy) Options Exercise $0 -3K -10.71% $0.00 25K Aug 16, 2021 Common Stock 3K $6.29 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
F2 Represents actual price. These shares were sold in multiple transactions ranging in price from $10.87 to $11.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3 Represents average price. These shares were sold in multiple transactions ranging in price from $10.88 to $11.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4 The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
F5 The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.