Keith J. Houghton - 13 Sep 2021 Form 4 Insider Report for HomeTrust Bancshares, Inc. (HTB)

Role
EVP, Chief Credit Officer
Signature
/s/ Tony J. VunCannon, Attorney- in-Fact for Keith J. Houghton
Issuer symbol
HTB
Transactions as of
13 Sep 2021
Net transactions value
-$41,059
Form type
4
Filing time
14 Sep 2021, 09:11:48 UTC
Previous filing
10 Sep 2021
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBI Common Stock Options Exercise $69,400 +4,000 +44% $17.35 13,052 13 Sep 2021 Direct
transaction HTBI Common Stock Sale $110,459 -4,000 -31% $27.61 9,052 13 Sep 2021 Direct F1
holding HTBI Common Stock 2,518 13 Sep 2021 By KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBI Stock Option Options Exercise $0 -4,000 -100% $0.000000* 0 13 Sep 2021 Common Stock 4,000 $17.35 Direct F2
holding HTBI Stock Option 25,000 13 Sep 2021 Common Stock 25,000 $26.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.35 to $27.875, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.
F3 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.