Keith J. Houghton - Sep 13, 2021 Form 4 Insider Report for HomeTrust Bancshares, Inc. (HTBI)

Signature
/s/ Tony J. VunCannon, Attorney- in-Fact for Keith J. Houghton
Stock symbol
HTBI
Transactions as of
Sep 13, 2021
Transactions value $
-$41,059
Form type
4
Date filed
9/14/2021, 09:11 AM
Previous filing
Sep 10, 2021
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBI Common Stock Options Exercise $69.4K +4K +44.19% $17.35 13.1K Sep 13, 2021 Direct
transaction HTBI Common Stock Sale -$110K -4K -30.65% $27.61 9.05K Sep 13, 2021 Direct F1
holding HTBI Common Stock 2.52K Sep 13, 2021 By KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBI Stock Option Options Exercise $0 -4K -100% $0.00* 0 Sep 13, 2021 Common Stock 4K $17.35 Direct F2
holding HTBI Stock Option 25K Sep 13, 2021 Common Stock 25K $26.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.35 to $27.875, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.
F3 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.