Keith J. Houghton - 08 Sep 2021 Form 4 Insider Report for HomeTrust Bancshares, Inc. (HTB)

Signature
/s/ Tony J. VunCannon Attorney-in-Fact for Keith J. Houghton
Issuer symbol
HTB
Transactions as of
08 Sep 2021
Net transactions value
-$4,929
Form type
4
Filing time
10 Sep 2021, 10:33:14 UTC
Next filing
14 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBI Common Stock Other $0 -275 -2.9% $0.000000 9,230 08 Sep 2021 Direct F1
transaction HTBI Common Stock Tax liability $4,929 -178 -1.9% $27.69 9,052 08 Sep 2021 Direct
holding HTBI Common Stock 2,518 08 Sep 2021 By KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBI Stock Option 4,000 08 Sep 2021 Common Stock 4,000 $17.35 Direct F2
holding HTBI Stock Option 25,000 08 Sep 2021 Common Stock 25,000 $26.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2019 using target number of shares (875 shares). The award vested as to 600 shares on September 8, 2021 based on the level of achievement of the performance goal.
F2 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.
F3 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.