Dana L. Stonestreet - Sep 8, 2021 Form 4 Insider Report for HomeTrust Bancshares, Inc. (HTBI)

Role
Chairman and CEO
Signature
/s/ Tony J. VunCannon, Attorney-in-Fact for Dana L. Stonestreet
Stock symbol
HTBI
Transactions as of
Sep 8, 2021
Transactions value $
-$29,628
Form type
4
Date filed
9/10/2021, 10:23 AM
Previous filing
Aug 31, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBI Common Stock Other $0 -1.65K -0.81% $0.00 202K Sep 8, 2021 Direct F1
transaction HTBI Common Stock Tax liability -$29.6K -1.07K -0.53% $27.69 200K Sep 8, 2021 Direct
holding HTBI Common Stock 66.7K Sep 8, 2021 By KSOP
holding HTBI Common Stock 19.2K Sep 8, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBI Stock Option 80K Sep 8, 2021 Common Stock 80K $14.37 Direct F2
holding HTBI Stock Option 131K Sep 8, 2021 Common Stock 131K $26.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2019 using target number of shares (5,250 shares). The award vested as to 3,603 shares on September 8, 2021 based on the level of achievement of the performance goal.
F2 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.
F3 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.