Chun K. Hong - Aug 19, 2021 Form 4 Insider Report for NETLIST INC (NLST)

Role
President, CEO and Chairman, Director
Signature
/s/ Gail Sasaki, Attorney-in-Fact
Stock symbol
NLST
Transactions as of
Aug 19, 2021
Transactions value $
-$1,106,687
Form type
4
Date filed
8/23/2021, 05:00 PM
Previous filing
Jul 2, 2021
Next filing
Sep 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLST Common Stock Options Exercise $959K +267K +28.09% $3.59 1.22M Aug 19, 2021 Direct
transaction NLST Common Stock Sale -$1.96M -267K -99.65% $7.33 951 Aug 19, 2021 Direct
transaction NLST Common Stock Options Exercise $118K +33K +3.47% $3.59 984K Aug 20, 2021 Direct
transaction NLST Common Stock Sale -$226K -33K -3.35% $6.84 951K Aug 20, 2021 Direct
holding NLST Common Stock 4.81M Aug 19, 2021 Hong-Cha Property Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NLST Employee Stock Option (right to buy) Options Exercise $0 +267K +11.78% $0.00 2.53M Aug 19, 2021 Common Stock 267K $3.59 Direct F1
transaction NLST Employee Stock Option (right to buy) Options Exercise $0 +33K +1.34% $0.00 2.5M Aug 20, 2021 Common Stock 33K $3.59 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vested in 16 equal quarterly installments from May 27, 2012 to February 27, 2016