Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SERA | Class A Common Stock | Conversion of derivative security | +1.52M | 1.52M | Jul 19, 2021 | By Blue Ox Healthcare Partners SP, LLC | F1, F3 | |||
transaction | SERA | Class A Common Stock | Conversion of derivative security | +1.08M | 1.08M | Jul 19, 2021 | By BXHCP SP II, LLC | F1, F3 | |||
transaction | SERA | Class A Common Stock | Conversion of derivative security | +1.2M | 1.2M | Jul 19, 2021 | By BXHCP SP III, LLC | F2, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SERA | Series D Convertible Preferred Stock | Conversion of derivative security | -1.52M | -100% | 0 | Jul 19, 2021 | Class A Common Stock | 1.52M | By Blue Ox Healthcare Partners SP, LLC | F1, F3 | |||
transaction | SERA | Series D Convertible Preferred Stock | Conversion of derivative security | -1.08M | -100% | 0 | Jul 19, 2021 | Class A Common Stock | 1.08M | By BXHCP SP II, LLC | F1, F3 | |||
transaction | SERA | Series E Convertible Preferred Stock | Conversion of derivative security | -1.2M | -100% | 0 | Jul 19, 2021 | Class A Common Stock | 1.2M | By BXHCP SP III, LLC | F2, F3 |
Id | Content |
---|---|
F1 | Represents shares of Series D Convertible Preferred Stock were automatically converted into Class A Common Stock in connection with the closing of the Issuer's initial public offering. The Series D Convertible Preferred Stock had no expiration date. |
F2 | Represents shares of Series E Convertible Preferred Stock were automatically converted into Common Stock in connection with the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock had no expiration date. |
F3 | Blue Ox Healthcare Partners, LLC is the manager of each of Blue Ox Healthcare Partners SP, LLC, BXHCP SP II, LLC, and BXHCP SP III, LLC, and may be deemed to have voting, investment and dispositive power with respect to the shares held by Blue Ox Healthcare Partners SP, LLC, BXHCP SP II, LLC, and BXHCP SP III, LLC. Charles D. Kennedy MD, Oded Levy, and John A. Neczesny, managing partners of Blue Ox Healthcare Partners, LLC, each may be deemed to share voting, investment and dispositive power with respect to these shares. |