Richard S. Kollender - 19 Jul 2021 Form 4 Insider Report for RAPID MICRO BIOSYSTEMS, INC. (RPID)

Role
Director
Signature
/s/ Jonathan Paris, Attorney-in-Fact for Richard Kollender
Issuer symbol
RPID
Transactions as of
19 Jul 2021
Net transactions value
$0
Form type
4
Filing time
20 Jul 2021, 20:16:38 UTC
Previous filing
14 Jul 2021
Next filing
08 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RPID Class A Common Stock Conversion of derivative security +1,315,084 +2263% 1,373,193 19 Jul 2021 Held by Quaker Bioventures II, L.P. F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RPID Series A1 Preferred Stock Conversion of derivative security -4,623,796 -100% 0 19 Jul 2021 Class A Common Stock 924,759 Held by Quaker Bioventures II, L.P. F1, F2
transaction RPID Series B1 Preferred Stock Conversion of derivative security -1,130,906 -100% 0 19 Jul 2021 Class A Common Stock 226,180 Held by Quaker Bioventures II, L.P. F1, F2
transaction RPID Series C1 Preferred Stock Conversion of derivative security -820,729 -100% 0 19 Jul 2021 Class A Common Stock 164,145 Held by Quaker Bioventures II, L.P. F1, F2
transaction RPID Series A1 Warrant Conversion of derivative security -410,051 -100% 0 19 Jul 2021 Series A1 Preferred Stock 410,051 $0.0100 Held by Quaker Bioventures II, L.P. F2, F3
transaction RPID Common Stock Warrant Conversion of derivative security +82,010 82,010 19 Jul 2021 Class A Common Stock 82,010 $0.0500 Held by Quaker Bioventures II, L.P. F2, F3, F4
transaction RPID Series B1 Warrant Conversion of derivative security -64,516 -100% 0 19 Jul 2021 Series B1 Preferred Stock 64,516 $0.0100 Held by Quaker Bioventures II, L.P. F2, F3, F4
transaction RPID Common Stock Warrant Conversion of derivative security +12,903 12,903 19 Jul 2021 Class A Common Stock 12,903 $0.0500 Held by Quaker Bioventures II, L.P. F2, F3, F4
transaction RPID Series B1 Warrant Conversion of derivative security -64,516 -100% 0 19 Jul 2021 Series B1 Preferred Stock 64,516 $0.0100 Held by Quaker Bioventures II, L.P. F2, F3, F4
transaction RPID Common Stock Warrant Conversion of derivative security +12,903 12,903 19 Jul 2021 Class A Common Stock 12,903 $0.0500 Held by Quaker Bioventures II, L.P. F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series A1 Preferred Stock, the Series B1 Preferred Stock and the Series C1 Preferred Stock (collectively, the "Preferred Stock") are convertible at any time, at the holder's election and have no expiration date. Each share of Preferred Stock automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering.
F2 These shares are held directly by Quaker Bioventures II, L.P. The Reporting Person is a managing director of Quaker Bioventures Capital II, L.P., the parent of Quaker Bioventures II, L.P. and may be deemed to beneficially hold the shares.
F3 The Issuer's Preferred Stock warrants automatically converted into warrants to purchase Common Stock immediately prior to the closing of the Issuer's initial public offering without payment or further consideration. The transaction is listed solely for the purpose of reporting the change in the shares underlying the warrants.
F4 Immediately exercisable.