Richard S. Kollender - 14 Jul 2021 Form 3 Insider Report for RAPID MICRO BIOSYSTEMS, INC. (RPID)

Role
Director
Signature
/s/ Jonathan Paris, Attorney-in-Fact for Richard S. Kollender
Issuer symbol
RPID
Transactions as of
14 Jul 2021
Net transactions value
$0
Form type
3
Filing time
14 Jul 2021, 19:31:12 UTC
Previous filing
18 May 2021
Next filing
20 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RPID Class A Common Stock 58,109 14 Jul 2021 Held by Quaker Bioventures II, L.P. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 14,571 $1.00 Direct F2
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 80,863 $1.00 Direct F2
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 63,143 $1.00 Direct F2
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 1,681 $0.7500 Direct F2
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 1,827 $0.7500 Direct F2
holding RPID Series A1 Preferred Stock 14 Jul 2021 Class A Common Stock 924,759 Held by Quaker Bioventures II, L.P. F1, F3
holding RPID Series B1 Preferred Stock 14 Jul 2021 Class A Common Stock 226,180 Held by Quaker Bioventures II, L.P. F1, F3
holding RPID Series C1 Preferred Stock 14 Jul 2021 Class A Common Stock 164,145 Held by Quaker Bioventures II, L.P. F1, F3
holding RPID Class A Common Stock Warrant 14 Jul 2021 Class A Common Stock 2,456 $298.96 Held by Quaker Bioventures II, L.P. F1, F4
holding RPID Class A Common Stock Warrant 14 Jul 2021 Class A Common Stock 865 $298.96 Held by Quaker Bioventures II, L.P. F1, F4
holding RPID Class A Common Stock Warrant 14 Jul 2021 Class A Common Stock 1,736 $298.96 Held by Quaker Bioventures II, L.P. F1, F4
holding RPID Series A1 Warrant 14 Jul 2021 Series A1 Preferred Stock 410,015 $0.0100 Held by Quaker Bioventures II, L.P. F1, F4
holding RPID Series B1 Warrant 14 Jul 2021 Series B1 Preferred Stock 64,516 $0.0100 Held by Quaker Bioventures II, L.P. F1, F4
holding RPID Series B1 Warrant 14 Jul 2021 Series B1 Preferred Stock 64,516 $0.0100 Held by Quaker Bioventures II, L.P. F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held directly by Quaker Bioventures II, L.P. The Reporting Person is a managing director of Quaker Bioventures Capital II, L.P., the parent of Quaker Bioventures II, L.P., and may be deemed to beneficially hold the shares.
F2 The option is fully vested and exercisable.
F3 The Series A1 Preferred Stock, the Series B1 Preferred Stock and the Series C1 Preferred Stock (collectively, the "Preferred Stock") are convertible upon closing of the initial public offering and have no expiration date. Each share of Preferred Stock shall be automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering.
F4 Immediately exercisable.

Remarks:

Exhibit 24 - Power of Attorney