Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | SERA | Stock Option (right to buy) | Jul 14, 2021 | Class A Common Stock | 277K | $1.77 | Direct | F1 | ||||||
holding | SERA | Stock Option (right to buy) | Jul 14, 2021 | Class A Common Stock | 86.4K | $5.32 | Direct | F2 | ||||||
holding | SERA | Series A-2 Preferred Stock | Jul 14, 2021 | Class A Common Stock | 2.46K | $5.20 | Direct | F3, F4, F5 | ||||||
holding | SERA | Series B-1 Preferred Stock | Jul 14, 2021 | Class A Common Stock | 375 | $5.20 | Direct | F3, F4, F6 |
Id | Content |
---|---|
F1 | These stock options vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date and 1/36 of the original grant amount vests in monthly installments for three years following the grant date. |
F2 | These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the grant date. |
F3 | The shares of preferred stock will automatically convert into the Issuer's Class A Common Stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, immediately upon completion of the Issuer's initial public offering. |
F4 | Not applicable |
F5 | The Issuer's Series A-2 Preferred Stock is convertible at the option of a holder at any time into shares of the Issuer's Class A Common Stock at a conversion price, as adjusted to reflect the Issuer's recent 1-for-0.481 reverse stock split, of $5.20 per share. The Series A-2 Preferred Stock has no expiration date. |
F6 | The Issuer's Series B-1 Preferred Stock is convertible at the option of a holder at any time into shares of the Issuer's Class A Common Stock at a conversion price, as adjusted to reflect the Issuer's recent 1-for-0.481 reverse stock split, of $5.20 per share. The Series B-1 Preferred Stock has no expiration date. |
Exhibits 24.1 - Power of Attorney