Matthew Dyer - Jun 10, 2021 Form 4 Insider Report for Quantum-Si Inc (QSI)

Role
Chief Business Officer
Signature
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact
Stock symbol
QSI
Transactions as of
Jun 10, 2021
Transactions value $
$0
Form type
4
Date filed
6/14/2021, 06:51 PM
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QSI Class A Common Stock Award +262K 262K Jun 10, 2021 Direct F1
transaction QSI Class A Common Stock Award +79.8K +30.47% 341K Jun 10, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QSI Stock Option (right to buy) Award +7.49K 7.49K Jun 10, 2021 Class A Common Stock 7.49K $2.56 Direct F4, F5
transaction QSI Stock Option (right to buy) Award +155K 155K Jun 10, 2021 Class A Common Stock 155K $3.03 Direct F6, F7
transaction QSI Stock Option (right to buy) Award +239K 239K Jun 10, 2021 Class A Common Stock 239K $3.03 Direct F8, F9
transaction QSI Stock Option (right to buy) Award +134K 134K Jun 10, 2021 Class A Common Stock 134K $2.90 Direct F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 328,205 shares of Quantum-Si common stock.
F2 Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on March 12, 2022, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Dr. Dyer's continued service through the applicable vesting date.
F3 Received in connection with the Merger in exchange for 100,000 RSUs of Quantum-Si.
F4 The shares underlying this option vested as to 25% on December 31, 2018, with the remainder vesting in 36 equal monthly installments thereafter, subject to Dr. Dyer's continued service through the applicable vesting date.
F5 Received in connection with the Merger in exchange for a stock option to acquire 9,393 shares of Quantum-Si common stock for $2.04 per share.
F6 The shares underlying this option vest in 48 equal monthly installments beginning on January 31, 2019, subject to Dr. Dyer's continued service through the applicable vesting date.
F7 Received in connection with the Merger in exchange for a stock option to acquire 194,384 shares of Quantum-Si common stock for $2.41 per share.
F8 The shares underlying this option vest in 48 equal monthly installments beginning on May 31, 2019, subject to Dr. Dyer's continued service through the applicable vesting date.
F9 Received in connection with the Merger in exchange for a stock option to acquire 300,000 shares of Quantum-Si common stock for $2.41 per share.
F10 The shares underlying this option vest in 48 equal monthly installments beginning on January 31, 2020, subject to Dr. Dyer's continued service through the applicable vesting date.
F11 Received in connection with the Merger in exchange for a stock option to acquire 168,018 shares of Quantum-Si common stock for $2.31 per share.