Matthew Dyer - 14 Mar 2022 Form 4 Insider Report for Quantum-Si Inc (QSI)

Role
Chief Business Officer
Signature
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact
Issuer symbol
QSI
Transactions as of
14 Mar 2022
Net transactions value
-$25,961
Form type
4
Filing time
16 Mar 2022, 21:03:36 UTC
Previous filing
14 Jun 2021
Next filing
15 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QSI Class A Common Stock Sale $25,961 -6,478 -1.9% $4.01 335,015 14 Mar 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QSI Stock Option (right to buy) Award $0 +400,000 $0.000000 400,000 15 Mar 2022 Class A Common Stock 400,000 $3.86 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 12, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.
F2 Represents the weighted average sales price per share. The shares sold at prices ranging from $3.95 to $4.12 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 Includes 59,811 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 19,939 RSUs vested on March 12, 2022, with 59,811 RSUs vesting in 12 equal quarterly installments thereafter, subject to Dr. Dyer's continued service through the applicable vesting date.
F4 The shares underlying this option vest in equal monthly installments of 2.083% for 48 months beginning on March 31, 2022, subject to Dr. Dyer's continued service through the applicable vesting date.