Jonathan Segal - 09 Jun 2021 Form 4 Insider Report for ONE Group Hospitality, Inc. (STKS)

Role: Director, Business Development, Director, 10%+ Owner
Signature: By: Christi Hing, attorney-in-fact for Jonathan Segal
Issuer symbol: STKS
Transactions as of: 09 Jun 2021
Net transactions value: -$2,166,454
Form type: 4
Filing time: 10 Jun 2021, 21:10:10 UTC
Previous filing: 09 Jun 2021
Next filing: 14 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STKS	Common Stock	Options Exercise	$446,407	+163,519	+3.8%	$2.73	4,427,508	09 Jun 2021	Direct
transaction	STKS	Common Stock	Sale	$1,948	-164	-0%	$11.91	4,263,989	09 Jun 2021	Direct	F1
transaction	STKS	Common Stock	Sale	$533,250	-45,000	-1.1%	$11.85	4,218,989	09 Jun 2021	Direct	F2
transaction	STKS	Common Stock	Options Exercise	$234,133	+85,763	+2%	$2.73	4,304,752	10 Jun 2021	Direct
transaction	STKS	Common Stock	Sale	$1,084,902	-85,763	-2%	$12.65	4,218,989	10 Jun 2021	Direct	F3
transaction	STKS	Common Stock	Sale	$546,355	-42,885	-1%	$12.74	4,176,104	10 Jun 2021	Direct	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STKS	Option to Purchase Common Stock	Options Exercise	$446,407	-163,519	-46%	$2.73	190,263	09 Jun 2021	Common Stock	163,519	$2.73	Direct
transaction	STKS	Option to Purchase Common Stock	Options Exercise	$234,133	-85,763	-45%	$2.73	104,500	10 Jun 2021	Common Stock	85,763	$2.73	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.41 to $12.31, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F2	Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $12.31, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F3	Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $13.08, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F4	Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.60 to $13.14, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.