Jonathan Segal - Jun 9, 2021 Form 4 Insider Report for ONE Group Hospitality, Inc. (STKS)

Role
Director, Business Development, Director, 10%+ Owner
Signature
By: Christi Hing, attorney-in-fact for Jonathan Segal
Stock symbol
STKS
Transactions as of
Jun 9, 2021
Transactions value $
-$2,166,454
Form type
4
Date filed
6/10/2021, 09:10 PM
Previous filing
Jun 9, 2021
Next filing
Jun 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKS Common Stock Options Exercise $446K +164K +3.83% $2.73 4.43M Jun 9, 2021 Direct
transaction STKS Common Stock Sale -$1.95K -164 0% $11.91 4.26M Jun 9, 2021 Direct F1
transaction STKS Common Stock Sale -$533K -45K -1.06% $11.85 4.22M Jun 9, 2021 Direct F2
transaction STKS Common Stock Options Exercise $234K +85.8K +2.03% $2.73 4.3M Jun 10, 2021 Direct
transaction STKS Common Stock Sale -$1.08M -85.8K -1.99% $12.65 4.22M Jun 10, 2021 Direct F3
transaction STKS Common Stock Sale -$546K -42.9K -1.02% $12.74 4.18M Jun 10, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKS Option to Purchase Common Stock Options Exercise -$446K -164K -46.22% $2.73 190K Jun 9, 2021 Common Stock 164K $2.73 Direct
transaction STKS Option to Purchase Common Stock Options Exercise -$234K -85.8K -45.08% $2.73 105K Jun 10, 2021 Common Stock 85.8K $2.73 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.41 to $12.31, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F2 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $12.31, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F3 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $13.08, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F4 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.60 to $13.14, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.