Jonathan Segal - Jun 7, 2021 Form 4 Insider Report for ONE Group Hospitality, Inc. (STKS)

Role: Director, Business Development, Director, 10%+ Owner
Signature: By: Christi Hing, attorney-in-fact for Jonathan Segal
Stock symbol: STKS
Transactions as of: Jun 7, 2021
Transactions value $: -$969,494
Form type: 4
Date filed: 6/9/2021, 08:43 PM
Previous filing: Jun 7, 2021
Next filing: Jun 10, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STKS	Common Stock	Options Exercise	$167K	+61K	+1.43%	$2.73	4.33M	Jun 7, 2021	Direct
transaction	STKS	Common Stock	Sale	-$693K	-61K	-1.41%	$11.35	4.26M	Jun 7, 2021	Direct	F1
transaction	STKS	Common Stock	Options Exercise	$66.6K	+24.4K	+0.57%	$2.73	4.29M	Jun 8, 2021	Direct
transaction	STKS	Common Stock	Sale	-$277K	-24.4K	-0.57%	$11.35	4.26M	Jun 8, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STKS	Option to Purchase Common Stock	Options Exercise	-$167K	-61K	-13.9%	$2.73	378K	Jun 7, 2021	Common Stock	61K	$2.73	Direct
transaction	STKS	Option to Purchase Common Stock	Options Exercise	-$66.6K	-24.4K	-6.45%	$2.73	354K	Jun 8, 2021	Common Stock	24.4K	$2.73	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.95 to $11.70, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F2	Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.20 to $11.44, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Content

Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.95 to $11.70, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.20 to $11.44, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.