Key facts
- This page summarizes Christopher Lapointe's Form 4 filing for SoFi Technologies, Inc. (SOFI).
- 6 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 02 Jun 2021, 21:21.
Christopher Lapointe - 28 May 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- SOFI
- Reported as of
- 28 May 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2021, 21:21:49 UTC
- Next SEC filing
- 04 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Deanna Smith, Attorney-in Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Christopher Lapointe filed Form 4 for SoFi Technologies, Inc. (SOFI) on 02 Jun 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SOFI
transaction
Common Stock
Award
- Transaction value
- Shares
- +223,271
- Change %
- Price
- Shares after
- 223,271
- Date
- 28 May 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SOFI
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +136,156
- Change %
- Price
- $0.000000
- Shares after
- 136,156
- Date
- 28 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 136,156
- Exercise price
- Footnotes
- F2, F3
SOFI
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +19,606
- Change %
- Price
- $0.000000
- Shares after
- 19,606
- Date
- 28 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,606
- Exercise price
- Footnotes
- F4, F5
SOFI
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +95,854
- Change %
- Price
- $0.000000
- Shares after
- 95,854
- Date
- 28 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 95,854
- Exercise price
- Footnotes
- F6, F7
SOFI
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +804,119
- Change %
- Price
- $0.000000
- Shares after
- 804,119
- Date
- 28 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 804,119
- Exercise price
- Footnotes
- F8, F9
SOFI
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +257,918
- Change %
- Price
- $0.000000
- Shares after
- 257,918
- Date
- 28 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 257,918
- Exercise price
- Footnotes
- F10, F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 11 footnotes
Footnote F1
Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer.
Footnote F2
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Footnote F3
In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 27,231 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.
Footnote F4
Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Footnote F5
In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 2,178 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.
Footnote F6
Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Footnote F7
In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 8,714 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.
Footnote F8
Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Footnote F9
In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 32,259 RSUs per quarter in equal quarterly installments for three quarters commencing on June 14, 2021, and will vest as to 45,874 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2022, as to 60,579 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2023 and as to 70,382 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2024, in each case subject to the reporting person's continued service with the Issuer through the applicable vesting date.
Footnote F10
Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Footnote F11
In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 17,194 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.