Christopher Lapointe - 02 Aug 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Aug 2021, 21:43:21 UTC
Prior SEC filing
02 Jun 2021
Next SEC filing
19 Aug 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Deanna Smith, Attorney-in-Fact

Key filing fact

Christopher Lapointe filed Form 4 for SoFi Technologies, Inc. (SOFI) on 04 Aug 2021.

Key facts

  • This page summarizes Christopher Lapointe's Form 4 filing for SoFi Technologies, Inc. (SOFI).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Aug 2021, 21:43.

Change

  • Previous filing in this sequence was filed on 02 Jun 2021.
  • Current net transaction value: -$678,406.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares
+87,579
Change %
+39%
Price
Shares after
310,850
Date
02 Aug 2021
Ownership
Direct
Footnotes
F1
SOFI transaction

Common Stock

Tax liability

Transaction value
$678,406
Shares
-43,853
Change %
-14%
Price
$15.47
Shares after
266,997
Date
02 Aug 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOFI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-87,579
Change %
-6.7%
Price
$0.000000
Shares after
1,226,074
Date
02 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
87,579
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

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