Joseph W. Pooler Jr. - May 21, 2021 Form 4 Insider Report for Cohen & Co Inc. (COHN)

Role
EVP, CFO and Treasurer
Signature
/s/ Joseph W. Pooler, Jr.
Stock symbol
COHN
Transactions as of
May 21, 2021
Transactions value $
-$497,941
Form type
4
Date filed
5/25/2021, 03:07 PM
Next filing
Nov 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COHN Common Stock, par value $0.01 per share Sale -$257K -10K -17.39% $25.73 47.5K May 21, 2021 Direct F1, F2
transaction COHN Common Stock, par value $0.01 per share Sale -$185K -7.75K -16.32% $23.90 39.7K May 24, 2021 Direct F1, F3
transaction COHN Common Stock, par value $0.01 per share Sale -$55.4K -2.25K -5.66% $24.63 37.5K May 24, 2021 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.56 to $26.35, inclusive. The reporting person undertakes to provide to Cohen & Company Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.52 to $24.51, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.52 to $24.72, inclusive.